Robinhood to pay $45 mln to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
The Securities and Exchange Commission (SEC) has assessed $45 million in penalties on neobroker Robinhood Securities LLC and ...
Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations ...
The SEC has fined two Robinhood broker-dealers a total of $45 million for violating over 10 different securities laws. These ...
Shares of Robinhood Markets (NASDAQ: HOOD) were gaining today after the company agreed to pay $45 million to settle claims ...
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