As crypto collides with traditional finance, the trading firm is moving to secure a bigger role in capital formation in the ...

The Financial Industry Regulatory Authority (FINRA)’s Board of Governors has approved a major overhaul of its pattern day ...

A change is coming to pattern day trading rules that will make it easier for small retail investors to get in the game.

New York, United States, October 2nd, 2025, ChainwireGSR, crypto's capital markets partner, today announced it has executed ...

Cryptocurrency market maker GSR has signed an agreement to acquire Equilibrium Capital Services, a Portland-based ...

Brokers and industry groups are greeting a FINRA proposal meant to relax advisors' obligation to report side hustles like weekend bartending gigs with a big "thanks but no thanks." The Financial ...

ZERO Group, Inc. has achieved a major milestone with the announcement that its broker-dealer subsidiary, tZERO Securities, ...

The Financial Industry Regulatory Authority has proposed to further restrict brokers’ ability to borrow from or lend money to their clients or even family members. Finra filed a proposed rule with the ...

With the Financial Industry Regulatory Authority Inc. facing political pressure and lawsuits questioning the constitutionality of its enforcement authority, some in Washington are questioning whether ...

The Financial Industry Regulatory Authority has suspended an Oklahoma financial broker for allegedly impersonating 14 clients during phone calls with his previous brokerage firm. As part of a ...

Sept 5 (Reuters) - Both the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority can rest a little easier after a federal judge in Philadelphia refused, opens new ...

FINRA has charged First Southern LLC with violating MSRB, FINRA and SEC rules. When Kent Jackson Rhoades left Wells Fargo's branch office in Mountain Home, Arkansas, in October 2016, he took five of ...